Opinion Number: 2000-NMCA-027
Filing Date: February 11, 2000
Docket No. 20,011
STATE OF NEW MEXICO,
Plaintiff-Appellee,
v.
ALLAN RAY RACKLEY,
Defendant-Appellant.
APPEAL FROM THE DISTRICT COURT OF SANTA FE COUNTY
T. Glenn Ellington, District Judge
Patricia A. Madrid
Attorney General
M. Anne Kelly
Assistant Attorney General
Santa Fe, NM
for Appellee
Phyllis H. Subin
Chief Public Defender
Susan Roth
Assistant Appellate Defender
Santa Fe, NM
for Appellant
ALARID, Judge.
{1} Defendant appeals from his convictions for attempt to
commit a felony (armed robbery), aggravated battery with a
deadly weapon (firearm enhancement), aggravated assault with
a deadly weapon (firearm enhancement), felon in possession of
a firearm, and tampering with evidence. For the reasons set
forth below, we reject Defendant's contentions and affirm the
judgment of the trial court.
SIXTH-MONTH RULE
{2} Defendant argues that he was entitled to dismissal of the
charges against him because the State did not commence trial
within the time limits prescribed by Rule 5-604(B) NMRA 2000. Neither party disputes that a petit jury was selected on
September 2, 1998; that the six-month period of Rule 5-604(B)
expired on September 6, 1998; and that the petit jury was not
sworn and the State did not begin presentation of its case
until September 24, 1998. Defendant argues that the selection
of a jury did not constitute the "commencement" of his trial
for purposes of Rule 5-604(B). Defendant argues that we
should adopt a rule whereby a trial is not commenced for
purposes of Rule 5-604(B) unless the proceeding has reached
the point at which jeopardy attaches. According to Defendant,
jeopardy did not attach until September 24, 1998_well after
the expiration of the six-month period_when the jury was
impaneled and sworn.
{3} The State responds that double jeopardy principles should
not determine when a trial is commenced for purposes of Rule
5-604(B). Instead, according to the State, we should hold
that Defendant's trial commenced on September 2, 1998, when
voir dire began.
{4} We agree with the State. While we have no New Mexico
case law directly on point, we note that Rule 5-607 NMRA 2000,
"Order of trial," designates the selection and swearing of a
jury as the first stage of a trial. Here, this process was
begun within the prescribed period. We have previously
recognized that Rule 5-604(B) requires that the defendant's
trial commence within the prescribed period; it does not
require that the trial be completed within that period. See
State v. Higgins, 107 N.M. 617, 622, 762 P.2d 904, 909 (Ct.
App. 1988). We note parenthetically that decisions from other
jurisdictions overwhelmingly, if not uniformly, recognize that
a trial has commenced for purposes of speedy trial rules or
statutes once jury selection has begun. See, e.g., State v.
Becerra, 831 P.2d 781, 783 (Wash. Ct. App. 1992) (construing
state rule of criminal procedure); United States v. Gonzalez,
671 F.2d 441, 443-44 (11th Cir. 1982) (construing federal
Speedy Trial Act). Indeed, Defendant has not cited, and we
have not found, a single case holding otherwise.
{5} Defendant further argues that even if a trial normally
would be deemed to have commenced upon the initiation of the
jury selection process, the procedure followed in the present
case does not satisfy Rule 5-604(B). Defendant points out
that although the jury was selected on September 2,
1998_within the time limits of Rule 5-604(B)_the trial was
continued until September 24, 1998, with the result that the
jury was not sworn, and the State did not begin the
presentation of its case, until eighteen days after the six-month period of Rule 5-604(B) had expired. The State responds
with two arguments. First, the State argues that the delay
between the selection of the jury and the remainder of
Defendant's trial_three weeks_did not amount to "undue delay."
Second, the State argues that Defendant was aware from the
trial court's remarks at an August 18, 1998, docket call that the court intended to bifurcate his trial to accommodate the
schedule of a prosecution witness. The State points out that
it was not until September 24, 1998 that Defendant raised the
issue of compliance with Rule 5-604(B) by arguing that the
case should be dismissed for failure to comply with the six-month deadline. The State, citing State v. Arellano, 1998-NMSC-026, ¶ 18, 125 N.M. 709, 965 P.2d 293, characterizes
Defendant's conduct as impermissible "gamesmanship" that
should be deemed a waiver of any Rule 5-604(B) claim.
{6} Again, there is no New Mexico case directly on point and,
once again, Defendant has not cited a single case supporting
his position. However, as we have noted above, the literal
language of Rule 5-604(B) merely requires that a defendant's
trial be commenced within the six-month period_a circumstance
that occurred in the present case. There is no requirement in
the rule that all subsequent stages of the trial must be
contiguous as Defendant argues, and we will not read such a
requirement into the rule. Our review of the case law from
other jurisdictions indicates that a majority of courts
considering this issue likewise have rejected the argument
that voir dire and the remainder of the trial must be
contiguous in order to satisfy speedy trial rules or statutes.
Because we hold that the bifurcation of jury selection and the
remainder of Defendant's trial was not inconsistent with Rule
5-604(B), we need not address the State's alternate argument
that Defendant engaged in impermissible gamesmanship in not
objecting to the bifurcation prior to September 24, 1998.
{7} We emphasize that our holding is limited to the facts of
this case. Prolonged, unjustified delay or conduct
suggestive of an attempt to circumvent Rule 5-604(B) will be
closely scrutinized by this Court. Cf. United States v.
Stayton, 791 F.2d 17, 20, 21 (2d. Cir. 1986) (holding twenty-three month delay between voir dire and remainder of trial
impermissible under Speedy Trial Act).
JUROR BIAS
{8} Defendant argues that three jurors, Jurors 9, 13, and 22,
should have been excused for cause. Defendant argues that due
to the trial court's refusal to excuse Jurors 9 and 13 for
cause, he was forced to exercise two peremptory challenges to
remove them. Defendant argues that had he not been forced to
exhaust his peremptory challenges to remove Jurors 9 and 13,
he would have been able to exercise a peremptory challenge to
remove Juror 22 when the trial court refused to excuse her for
cause.
{9} Whether a prospective juror must be excused for cause is
a decision committed to the discretion of the trial court. See
State v. Baca, 111 N.M. 270, 274, 804 P.2d 1089, 1093 (Ct.
App. 1990). The jury selection process, including the excusal
of jurors for cause, insures that a defendant is tried before an impartial jury. See Fuson v. State, 105 N.M. 632, 633, 735
P.2d 1138, 1139 (1987). Applying these principles, we find no
error under the facts of this case.
{10} During voir dire, defense counsel inquired into the
jurors' attitudes about the constitutional right to remain
silent. Juror 9 stated that he resented Defendant's relying
on a lawyer to speak for him. Later, Juror 9 pointed out the
distinction between a defendant "having" to speak and
"wanting" to speak. In response to further questioning by
defense counsel, Juror 9 stated that "I don't think he should
have to speak; he has the right to speak under the
constitution_if he desires." Defense counsel asked Juror 13
if she needed to hear from Defendant. Juror 13 responded that
she would like to know where Defendant was at the time of the
crime. In response to further inquiry by defense counsel,
Juror 13 stated that if the State failed to prove guilt beyond
a reasonable doubt, she would vote not guilty, and that she
would not be bothered by Defendant's failure to take the stand
in his defense.
{11} Defendant's objection to these two jurors appears to be
based on the erroneous assumption that a juror is biased
simply because the juror has a natural expectation that he or
she will hear a defendant's version of events directly from
the defendant. In determining whether these jurors were
unable to function impartially, we focus on the presence or
absence of evidence demonstrating that they were unwilling or
unable to decide the case based on the evidence adduced at
trial and the instructions given by the trial court, including
any requested instructions explaining that a defendant's
refusal to testify has no effect on the presumption of
innocence. See UJI 14-5031 NMRA 2000. As the party claiming
juror bias, Defendant had the burden of proving it. Baca, 111
N.M. at 274, 804 P.2d at 1093. We conclude that taken in
context, the statements of Jurors 9 and 13 merely reflected
a layperson's natural desire to hear Defendant's version of
events in his own words; these statements did not indicate
that Jurors 9 and 13 were unable or unwilling to decide
Defendant's case on the facts established at trial and the
trial court's instructions on the law. The trial court did
not abuse its discretion in refusing to excuse these jurors
for cause.
{12} Defendant argues that Juror 22 should have been stricken
for cause because she expressed concern about Defendant's
status as a convicted felon. Again, we believe that Defendant
is trying to convert a juror's admission of a layperson's
natural response into prima facie evidence of impermissible
bias. Evidentiary rules restricting the use of propensity
evidence reflect a judgment that the probative value of such
evidence is outweighed by unfair prejudice, confusion and
waste of time. Christopher B. Mueller & Laird C. Kirkpatrick,
Modern Evidence_Doctrine and Practice § 4.11 (1995). Although these rules and the policies they represent may be known to
and accepted by lawyers, they are not necessarily familiar to
non-lawyers, who routinely rely on information about a
person's past behavior in making social and business
judgments. Id. The fact that a juror is unaware at the outset
of a criminal trial of the complicated scheme regulating the
use of collateral offenses/character evidence, see Rules 11-404, 11-608 and 11-609 NMRA 2000, is not at all surprising and
should not, of itself, give rise to a presumption that a juror
is incapable of following the trial court's instructions on
the proper uses of evidence of collateral offenses. Indeed,
the very purpose of instructions is to educate jurors about
the applicable law. See, e.g., Rule 11-105 NMRA 2000; UJI
14-5028 NMRA 2000. We note that this juror stated in response
to further questioning that she "would really try to_to just
look at the evidence in this case because I think people
change." When Juror 22's remarks are considered in context,
it is clear that Defendant failed to demonstrate that Juror 22
was biased or otherwise incapable of deciding this case on the
facts established at trial and the trial court's instructions
on the law. The trial court did not abuse its discretion in
refusing to strike her for cause.
{13} Because we conclude that the trial court did not commit
error in refusing to strike Jurors 9, 13, and 22, we need not
address Defendant's argument that the trial court's refusal to
strike these jurors interfered with Defendant's exercise of
his peremptory challenges.
ADMISSION OF MUGSHOTS
{14} Over Defendant's objection, three photographs of
Defendant_State's exhibits 37 and 38_were admitted into
evidence. These photographs are included in the record on
appeal. Exhibit 37 appears to be a set of classic booking
photographs, or "mugshots." Exhibit 38 shows Defendant in what
appears to be a standard-issue prison jumpsuit. In Exhibit
37, Defendant's distinctive hairstyle, including a ponytail,
clearly is visible. Exhibit 38 shows closely-cropped hair on
the right side of Defendant's head.
{15} Although all three Arby's employees who were present
during the holdup agreed that the robber was dressed in black
and was wearing a baseball cap, none of them were able to
identify Defendant as the robber dressed in black. It
therefore was critical to the State's case to link Defendant
to the holdup through circumstantial evidence. This evidence
included crucial testimony of a witness employed near the
Arby's restaurant who saw a man dressed in black clothes
remove a baseball cap, revealing brown hair that was shaved at
the sides and gathered in a ponytail.
{16} We review the trial court's admission of evidence under
an abuse of discretion standard to determine whether the probative value of the evidence was outweighed by any
prejudicial effect. State v. McDonald, 1998-NMSC-34, ¶ 14,
126 N.M. 44, 966 P.2d 752. Here, Exhibits 37 and 38 provided
critical circumstantial evidence linking Defendant to the
holdup by showing that Defendant's appearance was consistent
with the appearance of the unidentified person seen running
near the scene of the crime. We are not persuaded by
Defendant's argument that there was no need to introduce the
photographs in view of testimony by investigating officers
that Defendant had a ponytail on the day of the holdup. The
photographs allowed the jury to see for themselves how
distinctive Defendant's hairstyle was at the time of the
crimes and the extent to which Defendant had altered his
appearance prior to trial.
{17} The present case is distinguishable from State v.
Gutierrez, 93 N.M. 232, 599 P.2d 385 (Ct. App. 1979), a
principal case cited by Defendant. Here, unlike Gutierrez, no
eyewitness was able to directly identify the defendant as the
holdup man. Thus, in the present case the State's need for
the introduction of the photographs was substantially greater
than in Gutierrez.
{18} We note that more typically, in cases involving the
admission of mugshots, the prejudice to the defense arises
from the fact that the jury unnecessarily learns that the
defendant has a criminal record. See, e.g., United States v.
Harrington, 490 F.2d 487, 490 (2d Cir. 1973). Here, Defendant
was charged, and ultimately convicted of, the crime of being
a felon in possession of a firearm. As an element of this
crime, the State was required to prove that Defendant was
previously convicted of a felony within 10 years of the
current offenses. As shown by the Judgment and Sentence in
this case, Defendant had two previous felony convictions --
larceny and aggravated battery.
{19} In an apparent effort to reduce the potential prejudicial
impact of evidence revealing the nature of his prior felonies,
Defendant stipulated to the fact of a prior, unidentified
felony conviction. Thus, entirely apart from Exhibits 37 and
38, the jury would have been aware that Defendant was a
convicted felon, and could reasonably have surmised, based on
Defendant's stipulation to a prior felony, that Defendant had
been arrested and booked on at least two occasions: (1) the
arrest for the predicate offense underlying the felon-in-possession charge, and (2) the arrest on the charges in the
current case.
{20} Under the facts of this case, Defendant has not
demonstrated that the trial court's weighing of the probative
value of the mugshots against any prejudice to Defendant
amounted to an abuse of discretion.
{21} We likewise reject Defendant's desultory arguments based
upon portions of the testimony of Detective Johnson and
Officer Solano. Detective Johnson's testimony that he had had a conversation with Defendant approximately two weeks before
the holdup of the Arby's enhanced his testimony about
Defendant's appearance by showing that Johnson knew Defendant
and that Johnson had observed Defendant's hairstyle on more
than a single occasion. The identity of the holdup man was at
issue and, as previously noted, Defendant's distinctive
hairstyle was a crucial link in the circumstantial evidence
establishing that Defendant and the holdup man were the same
person. Officer Solano's testimony established that Defendant
could not have stolen the firearm on which the State based the
receiving stolen property count and enabled the State to prove
that the property had been stolen by another, an essential
element of the crime. See UJI 14-1650 NMRA 2000. Defendant
has not suggested any other method by which the State could
have established this element of the offense of receiving
stolen property.
{22} In contrast to the State's clear need for this testimony,
any prejudice to Defendant appears largely speculative. Even
if the jury believed that detective Johnson had been
investigating another, unspecified crime when he spoke to
Defendant and his girlfriend, any unfavorable inferences about
Defendant's character for criminal activity drawn by the jury
from that fact would have been relatively weak. Even if
Officer Solano's testimony suggested to the jury that
Defendant had been incarcerated in October 1997, when the gun
used in the crimes had been stolen from its owner, the most
likely inference drawn by the jury would have been that
Defendant was incarcerated due to the prior felony to which
Defendant had stipulated.
{23} Under the facts of this case, Defendant has not
demonstrated that the trial court's weighing of the probative
value of this testimony against any prejudice to Defendant
amounted to an abuse of discretion.
DOUBLE JEOPARDY
{24} Defendant argues that the firearm enhancements of his
convictions for aggravated assault with a deadly weapon and
aggravated battery with a deadly weapon violate double
jeopardy. Defendant recognizes that this issue has been
resolved against his position by prior decisions. See, e.g.,
State v. Gabaldon, 92 N.M. 230, 235, 585 P.2d 1352, 1357 (Ct.
App. 1978) and State v. Charlton, 115 N.M. 35, 38-41, 846 P.2d
341, 344-47 (Ct. App. 1992). Defendant argues that the
Supreme Court's decision in State v. Contreras, 120 N.M. 486,
903 P.2d 228 (1995) has called into question the continuing
validity of these prior cases. We disagree.
{25} We read Contreras, a felony-murder case, as a limited
departure from traditional double jeopardy analysis "designed
to cope more effectively with the complicated problem of
compound and predicate offenses." Swafford v. State, 112 N.M. 3, 8 n.4, 810 P.2d 1223, 1228 n.4 (1991) (discussing Whalen v.
United States, 445 U.S. 684 (1980)). We do not read Contreras
as generally modifying the double jeopardy analysis adopted by
the Supreme Court in Swafford and applied by this Court in
Charlton. We therefore apply our prior decision in Charlton
and reject Defendant's double jeopardy claim
CONCLUSION
{26} For the reasons set forth above, we affirm the Judgment
below.
{27} IT IS SO ORDERED.
_____________________________
A. JOSEPH ALARID, Judge
WE CONCUR:
________________________________
RUDY S. APODACA, Judge
________________________________
RICHARD C. BOSSON, Judge