Opinion Number: 2000-NMCA-008
Filing Date: November 8, 1999
Docket No. 19,594
IN THE MATTER OF THE ESTATE OF
ROBERTO L. ARMIJO, DECEASED.
APPEAL FROM THE DISTRICT COURT OF SAN MIGUEL COUNTY
Art Encinias, District Judge
Danelle J. Smith
Smith & Flores
Las Vegas, NM
Clara Ann Bowler
Albuquerque, NM
for Appellee
Michael L. Gregory
Las Vegas, NM
for Appellants
APODACA, Judge.
{1}
Four of the children (Contestants) of Roberto L. Armijo
(Decedent) appeal the trial court's determination that the
will signed by Decedent jointly with Contestants' stepmother
(Stepmother) was not a contract to make a will. Contestants
also appeal the trial court's denial of their motions or
requests, arguing that the trial court erred in (1) not
allowing a factual determination of property included under
certain paragraphs of the will, (2) ruling that Stepmother
could sell certain property, (3) ruling before completion of
discovery, and (4) denying Contestants' demand for a jury
trial. We hold that the language of the will is ambiguous
and that additional discovery to determine Decedent's intent
concerning the disposition of Decedent's property under
various provisions of the will is thus permissible. We also
conclude that, considering only the express provisions
contained within the four corners of the will itself,
Contestants failed in their burden of proving that a
contract to make a will existed. However, because discovery
may also uncover extrinsic documentary evidence concerning the issue of whether a contract to make a will exists
outside the four corners of Decedent's will, the trial
court, on remand, should consider such evidence to determine
whether such a contract to make a will exists. We reverse
and remand for proceedings consistent with this opinion.
I. FACTUAL AND PROCEDURAL BACKGROUND
{2}
Decedent and Stepmother were married in 1978. Each had
children from a prior marriage, but they had no children
together. They executed a joint will in 1982. Decedent
died in October 1997 and the joint will was admitted to
probate the following month. Stepmother was appointed
personal representative. The pertinent provisions of the
will stated:
We hereby give and bequeath to the survivor
of us all of the rest, residue and remainder of
our property, be it real, personal or mixed and of
whatever class and character and wherever situate,
to become the property of the survivor
absolutely . . . .
Should we die simultaneously or as a result
of a common disaster, or upon the death of the
survivor, then we give, devise and bequeath to our
respective children all property acquired by
either of us prior to our marriage, June 16, 1978,
notwithstanding the manner in which property is
held, and as to such property as we may have
acquired thereafter, including the value of
improvements to real estate, it is our wish that
the same be divided equally between the two groups
of children and by them divided among themselves
equally per capita, and to their heirs absolutely.
. . . .
We agree that the provisions hereof shall not
be changed except by our mutual consent.
II. DISCUSSION
A. Preliminary Matter_Parties to This Appeal
{3}
We first address Stepmother's initial argument
concerning her request that this Court adjudicate certain
matters. She claims that three of Decedent's children have
not joined in this appeal, although they had the opportunity to do so. She also contends "that [one of them] was
identified as a person in attendance at the telephonic
mediation by this Court's mediation service." She requests
determination by this Court that these three individuals
"have waived their right to litigate the issue of the
alleged contractual will in the future." We decline to do
so. Stepmother does not state how this question was
preserved below. See Rule 12-216(A) NMRA 1999. Nor does
she cite any authority for the proposition that these
children have waived their rights to litigate this matter.
See Wilburn v. Stewart, 110 N.M. 268, 272, 794 P.2d 1197,
1201 (1990) ("Issues raised in appellate briefs that are
unsupported by cited authority will not be reviewed . . . on
appeal."). Contestants express concern that all of
Decedent's children are not parties to the present action
but seek no affirmative relief from this Court. It is
premature for us to speculate what effect, if any, the
present litigation might have on issues that may later be
litigated by any person who is not a party to this appeal.
B. Contract to Make a Will
{4}
We first address whether Decedent's will was itself a
contract to make a will for the benefit of the children. We
believe this question is controlled by the provisions of the
Uniform Probate Code, NMSA 1978, §§ 45-1-101 to -8-9 (1975,
as amended through 1998) that were in effect when the will
was executed. See § 45-2-701 (1975). The Uniform Probate
Code became effective July 1, 1976. See In re Estate of
Kerr, 1996-NMCA-063, ¶ 8, 121 N.M. 854, 918 P.2d 1354.
Section 45-2-701 thus controls our interpretation of
Decedent's will, which was executed in November 1982.
{5}
The construction of a statute is a matter of law that
we review de novo. See Morgan Keegan Mortgage Co. v.
Candelaria, 1998-NMCA-008, ¶ 5, 124 N.M. 405, 951 P.2d 1066
(stating standard of review). Although we accord
deferential review to facts found by the trial court, see
Strata Prod. Co. v. Mercury Exploration Co., 1996-NMSC-016,
121 N.M. 622, 627, 916 P.2d 822, 827, here the relevant
facts are not in dispute. There is no disagreement that the
will admitted to probate is Decedent's will and no
controversy over what it states. What the parties strongly
dispute is the legal significance of the words used in the
will. In reviewing this dispute, this Court is as able to
determine that significance as well as the trial court. See
Kirkpatrick v. Introspect Healthcare Corp., 114 N.M. 706,
711, 845 P.2d 800, 805 (1992) ("When the resolution of the
issue depends upon the interpretation of documentary
evidence, [an appellate court] is in as good a position as
the trial court to interpret the evidence."). We therefore
review the trial court's determination under a de novo standard of review.
{6}
The will was executed when the requirements of Section
45-2-701 for upholding a contract to make a will were in
effect.
{7}
Section 45-2-701 (1975) provides:
A. A contract to make a will or devise, or
not to revoke a will or devise, or to die
intestate, if executed after the effective date of
this Act [the Probate Code], can be established
only by:
(1) provisions of a will stating material
provisions of the contract;
(2) an express reference in a will to a
contract; or
(3) a writing signed by the decedent evidencing
the contract.
B. The execution of a joint will or
contemporaneously executed wills does not create a
presumption of a contract not to revoke the will
or wills, unless otherwise expressed in both the
joint will or the contemporaneously executed
wills.
We interpreted this statute in In re Estate of Vincioni, 102
N.M. 576, 698 P.2d 446 (Ct. App. 1985). Vincioni observed
that the New Mexico Legislature had omitted from subsection
(A)(2) a provision found in the Uniform Probate Code that
allowed "extrinsic evidence prov[ing] the terms of the
contract" when there was "an express reference in a will to
a contract." 102 N.M. at 580-81, 698 P.2d at 450-51; cf.
NMSA 1978, § 45-2-514 (1993) (revision and recodification of
Section 45-2-701, adding language previously omitted but
enacted after the operative facts of this case). The Court
noted "that a contract to make a will must be clearly
established and be certain and unambiguous." Vincioni, 102
N.M. at 581, 698 P.2d at 451. Additionally, the Court
stated that "[t]he differences in the language of the New
Mexico statute and the language of the Uniform Act reveal an
intention on the part of our legislature to prevent the use
of oral testimony to establish the existence" of a contract
to make a will. Id. The Court, however, stressed that the
difference in the language "only operates to exclude
extrinsic oral evidence for proof of essential terms of the
contract," not extrinsic documentary evidence. Id. at 582,
698 P.2d at 452. Contractual intent of the testators may be
established by producing evidence "contained in more than
one document." Id. We therefore conclude that Contestants
must prove "by clear, satisfactory, and convincing
evidence," either by the language contained in the will itself or by extrinsic documentary evidence, that the intent
of the testators was to enter into a contract to make a
will. See id. ("Any agreement limiting or restricting the
right to revoke or modify a will must be proven by clear,
satisfactory, and convincing evidence."). Thus, we first
must examine the language contained in the will.
{8}
We initially consider the meaning of the devise in
Paragraph II of all Decedent's property to Stepmother
"absolutely." We look to the dictionary to define words as
they are commonly understood. See State v. Ortega, 112 N.M.
554, 570, 817 P.2d 1196, 1212 (1991) (using Webster's Third
New International Dictionary to define "service" as used in
the kidnaping statute then in effect). Among the
definitions listed for "absolute" is "marked by freedom from
restraint or control by any governing or commanding agent or
instrumentality." Webster's Third New International
Dictionary 6 (1993). We hold that, when Stepmother took
under the bequest in Paragraph II pursuant to the language
"to become the property of [Stepmother] absolutely," she
inherited the property free "from restraint or control by
any . . . instrumentality," including other provisions of
the will itself. We believe that a bequest under those
specific terms negates the existence of a contract to make a
will for the benefit of the children. See In re Estate of
Di Siena, 576 N.Y.S.2d 952, 953 (App. Div. 1991) ("[W]here
the language of the joint instrument creates an absolute
grant to the survivor, no contract will be found in the
absence of qualifying language unmistakably demonstrating 'a
clear intention to make the will contractually binding.'"
(citations omitted)).
{9}
We find no language in the remainder of the will
clearly demonstrating the parties' intention to qualify the
absolute nature of the devise to the survivor under
Paragraph II. Contestants maintain that Paragraph III
devises certain property to specified beneficiaries after
the death of the survivor, which in this case was
Stepmother. On its face, considered together with the
absolute character of the devise to Stepmother under
Paragraph II, Paragraph III at the least does not evince,
clearly and convincingly, the mutual intention to be bound
to a different disposition that is essential to a contract
to make a will. See Vincioni, 102 N.M. at 583, 698 P.2d at
453 (holding that certain documents did not constitute a
contract to make a will because "[t]he parties did not
evidence in writing an intent to be mutually bound to make a
particular disposition"). At the very most, Paragraph III
indicates an inconsistency or ambiguity when compared to
Paragraph II. But Contestants had the burden of persuasion
by clear and convincing evidence. Merely demonstrating an
ambiguity does not satisfy Contestants' burden.
{10}
Contestants next claim that Paragraph VIII of the will,
stating "We agree that the provisions hereof shall not be
changed except by our mutual consent," clearly establishes
the parties' mutual intent to create a contract to make a
will. Considering Paragraph VIII in tandem with the
absolute nature of the title to be held by the survivor,
however, we believe Paragraph VIII can be properly read to
prohibit either party's revocation of the will during the
time both testators lived. This reading of the two
provisions considered together is to promote harmony between
the spouses while both of them live. Additionally, this
reading does not on its face limit the absolute quality of
the devise in Paragraph II in the event one of the testators
predeceases the other and does not "die simultaneously or as
a result of a common disaster," as provided in Paragraph
III.
{11}
If we were to agree with Contestants' argument and
assume that Paragraph VIII demonstrated mutual intent,
intent alone is insufficient to create a contractual will,
especially in light of the absolute devise found in
Paragraph II. A contract to make a will must be clear and
unambiguous in all its terms. See Vincioni, 102 N.M. at
582, 698 P.2d at 452; McDonald v. Polansky, 48 N.M. 518,
528, 153 P.2d 670, 675 (1944) ("'A contract to make a will
must, in order to be enforceable, be clearly proved and be
certain and unambiguous in all its terms.'" (quoting 4 Page
on Wills § 1711 (Lifetime ed.))). A provision that would
prevent Stepmother from changing the terms of the will after
Decedent's death is inconsistent with the absolute devise to
Stepmother. Contestants themselves recognize the
inconsistency and the ambiguity in the will. We determine
that this inconsistency is fatal to Contestants' claim that
the will itself was contractual under its express terms.
{12}
Having so determined, however, we next consider if
Contestants could have presented any extrinsic documentary
evidence to show the contractual nature of the will. We
have previously noted that such evidence is permissible
under Vincioni. Contestants argue that the trial court
erred in ruling before discovery was complete. Because we
remand this case for additional discovery to resolve other
issues presented in this appeal, our holding does not
preclude further consideration by the trial court of whether
extrinsic documentary evidence exists proving a contract to
make a will. If, after such discovery, the trial court
determines that there exists extrinsic documentary evidence
proving a contract to make a will, the trial court may
reconsider its ruling on that issue.
C. Ambiguity of the Will
{13}
Although we have concluded that the ambiguity of the
language used in the will precludes its establishing a
contract to make a will, we nonetheless hold that this same
ambiguity permits extrinsic oral or documentary evidence to
determine Decedent's intent. See New Mexico Boys Ranch,
Inc. v. Hanvey, 97 N.M. 771, 773, 643 P.2d 857, 859 (1982)
(stating that a court's primary consideration is the
testator's intent); see also Portales Nat'l Bank v. Bellin,
98 N.M. 113, 118, 645 P.2d 986, 991 (Ct. App. 1982)
("[M]atters extrinsic to the four corners of the will are
properly admissible only where the will on its face is
ambiguous."). We determine that the use in Paragraph II of
"our property" and the use in Paragraph III of "all property
acquired by either of us prior to our marriage" together
create ambiguity.
{14}
It is apparent to us that, when the trial court
considered whether the express provisions of the will
created a contract to make a will and determined that they
did not, the court did not go beyond that issue to then
consider the ambiguity of the provisions in the disposition
of property. This issue is separate and apart from the
question whether the express terms of the will clearly and
convincingly proved the existence of a contract to make a
will, which the trial court resolved against Contestants.
When attempting to determine what a testator intended under
language found to be ambiguous, a trial court may examine
extrinsic evidence. See Moore v. Bean, 82 N.M. 189, 193,
477 P.2d 823, 827 (1970) (noting that trial court resolved
uncertainty in the testator's intent from the extrinsic
evidence). We conclude that the trial court erred in
determining that the issue of whether a contract to make a
will existed and the issue of ambiguity concerning
disposition of the propery under the will were one and the
same.
{15}
In summary, we conclude that the ambiguous terms of
Decendent's will, as they relate to the disposition of
property intended by Decedent, permit additional extrinsic
evidence, both oral and documentary, to assist the trial
court in determining Decedent's intent.
D. Stepmother's Motion to Sell Certain Property
{16}
As personal representative, Stepmother moved the trial
court for permission to sell a particular piece of real
property, known by the parties as the Gallinas land, to a
third party. Contestants requested that the motion be denied
and in the alternative that Stepmother be ordered to sell
the property to them on the same terms as she had agreed
upon with the third party. The trial court granted
Stepmother's motion. Based on our holding on the question of ambiguity, we conclude that the trial court's order
granting Stepmother's motion was premature and thus error.
The trial court was required to resolve the ambiguity before
considering Stepmother's motion. On remand, the trial
court's ruling concerning Stepmother's motion will depend on
the court's resolution of the will's ambiguity.
E. Jury Trial
{17}
Contestants contend that the trial court erred in
denying their request for a jury trial. If additional
discovery on remand presents evidence that would assist in
determining the testator's intent, Contestants are entitled
to a trial by jury on those factual issues. See In re Will
of Ferrill, 97 N.M. 383, 389-90, 640 P.2d 489, 495-96 (Ct.
App. 1981) (discussing the right to a trial by jury).
Ferrill held that, "[i]f demanded . . . a party is entitled
to a trial by jury in a formal testacy proceeding . . . in
which any controverted question of fact arises as to which
any party has a constitutional right to trial by jury." Id.
at 390, 640 P.2d at 496. The ambiguity of the will's
provisions in this appeal has placed Decedent's intent at
issue. We thus hold that Contestants have a right to a
trial by jury on any factual issues developed after further
discovery.
III. CONCLUSION
{18}
We conclude that Contestants did not meet their burden
of showing existence of a contract to make a will under the
express provisions of the will by clear, convincing, and
satisfactory evidence. We conclude, however, that an
ambiguity exists concerning the disposition of property
under the will requiring the trial court to resolve that
ambiguity and determine Decedent's intent. For this reason,
we hold that the trial court erred in denying Contestants'
requests to (1) allow further discovery, (2) admit extrinsic
evidence, (3) prevent Stepmother from selling the Gallinas
land, and (4) allow a jury trial. On remand, the trial
court shall consider any extrinsic documentary evidence
presented by Contestants in connection with any renewed
argument that a contract to make a will has been proven by
clear and convincing evidence. We therefore reverse the
trial court and remand for proceedings consistent with this
opinion. The parties shall bear their respective costs on
appeal.
{19}
IT IS SO ORDERED.
_______________________________
RUDY S. APODACA, Judge
WE CONCUR:
___________________________________
RICHARD C. BOSSON, Judge
___________________________________
JAMES J. WECHSLER, Judge